|
(I)(a) Statement Showing
Shareholding Pattern
Name of the Company : Triveni Engineering & Industries Limited
Scrip Code : TRIVENI (NSE) / 532356 (BSE)
Class of Security : Equity Shares of Re. 1/- each.
Quarter ended: 30th June
2010
| Cate-gory code |
Category of shareholder |
Number of shareholders |
Total number of shares |
Number of shares held in dematerialized form |
Total shareholding as a percentage of total number
of shares |
Shares Pledged or otherwise encumbered |
| As a % age of
(A+B) |
As a % age of
(A+B+C) |
Number of
Shares |
As
a % age |
| (I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI) |
(VII) |
(VIII) |
(IX)
= (VIII) / (IV) * 100 |
| (A) |
Promoter and Promoter Group
|
|
|
|
|
| (1) |
Indian |
|
|
|
|
|
|
|
| (a) |
Individuals/ Hindu Undivided Family |
6* |
87992116 |
68793706 |
34.121 |
34.121 |
Nil |
Nil |
| (b) |
Central Government/ State Government(s) |
- |
- |
- |
- |
- |
- |
- |
| (c) |
Bodies Corporate |
9** |
87330417 # |
63830417 |
33.865 |
33.865 |
Nil |
Nil |
| (d) |
Financial Institutions/ Banks |
- |
- |
- |
- |
- |
- |
- |
| (e) |
Any Other ( specify) |
- |
- |
- |
- |
- |
- |
- |
|
Sub-Total (A)(1) |
15 |
175322533 |
132624123 |
67.986 |
67.986 |
Nil |
Nil |
| 2. |
Foreign |
|
|
|
|
|
|
|
| (a) |
Individuals (Non-Resident Individuals/ Foreign
Individuals) |
- |
- |
- |
- |
- |
- |
- |
| (b) |
Bodies Corporate |
- |
- |
- |
- |
- |
- |
- |
| (c) |
Institutions |
- |
- |
- |
- |
- |
- |
- |
| (d) |
Any Other (specify) |
- |
- |
- |
- |
- |
- |
- |
|
Sub-Total (A)(2) |
- |
- |
- |
- |
- |
- |
- |
|
Total Shareholding of Promoter and Promoter
Group (A)= (A)(1)+(A)(2) |
15 |
175322533 |
132624123 |
67.986 |
67.986 |
Nil |
Nil |
* Out of the promoter shareholders, 3 individuals and one HUF are
holding 19198410 equity shares in physical form. These promoter
shareholders also hold certain equity shares in demat form. The equity
shares held by the respective promoters in physical and demat form have
been shown as single record. The equity shares held by 3 promoters in
more than one demat account is also shown as single record. Thus, the
number of shareholders under 1(a) has been shown as 6.
** There are 9 Bodies corporate under this category, out of which 5 are
holding 23500000 equity shares in physical form and 2 bodies corporate
have 2 demat accounts which have been shown as single record. Thus,
number of shareholders under 1(c) has been shown as 9.
# As on 30.6.2010 out of 8,73,30,417 equity shares of Re. 1/- each of
the company 312 equity shares were held by Kotak Securities Limited
which is a Stock broking House registered with SEBI under the category
Bodies Corporate on behalf of one of the promoter company viz. TOFSL
Trading & Investments Ltd.(TOFSL) ( These shares have been
subsequently received back in the demat account of the TOFSL.)
| Cate-gory code |
Category of shareholder |
Number of shareholders |
Total number of shares |
Number of shares held in dematerialized form |
Total shareholding as a percentage of total number
of shares |
Shares Pledged or otherwise encumbered |
| As a % age of
(A+B) |
As a % age of
(A+B+C) |
Number of
Shares |
As
a % age |
| (I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI) |
(VII) |
(VIII) |
(IX) = (VIII)
/ (IV) * 100 |
| (B) |
Public shareholding |
N.A |
N.A |
| 1. |
Institutions
|
N.A |
N.A |
| (a) |
Mutual Funds/UTI |
15 |
19810629 |
19810629 |
7.682 |
7.682 |
- |
- |
| (b) |
Financial Institutions/ Banks |
3 |
213850 |
213850 |
0.083 |
0.083 |
- |
- |
| (c) |
Central Government/ State Government(s) |
- |
- |
- |
- |
- |
- |
- |
| (d) |
Venture Capital Funds |
- |
- |
- |
- |
- |
- |
- |
| (e) |
Insurance Companies |
1 |
2261005 |
2261005 |
0.877 |
0.877 |
- |
- |
| (f) |
Foreign Institutional Investors |
43 |
41360539 |
41360539 |
16.038 |
16.038 |
- |
- |
| (g) |
Foreign Venture Capital Investors |
- |
- |
- |
- |
- |
- |
- |
| (h) |
Any Other (specify) |
- |
- |
- |
- |
- |
- |
- |
|
Sub-Total (B)(1) |
62 |
63646023 |
63646023 |
24.680 |
24.680 |
- |
- |
| 2. |
Non-institutions |
N.A |
N.A |
| (a) |
Bodies Corporate |
987 |
4635972 |
4635971 |
1.798 |
1.798 |
- |
- |
| (b) |
Individuals - |
| i. Individual shareholders
holding nominal share capital up to Rs. 1 lakh.* |
32832 |
10145076 |
9710687 |
3.934 |
3.934 |
- |
- |
| ii. Individual shareholders holding
nominal share capital in excess of Rs. 1 lakh.** |
10 |
2280405 |
2280405 |
0.884 |
0.884 |
- |
- |
| (c) |
Any Other (specify) |
| [i] NRI |
532 |
1143216 |
1143216 |
0.443 |
0.443 |
- |
- |
| [ii] HUF |
592 |
283377 |
283377 |
0.110 |
0.110 |
- |
- |
| [iii] Clearing Member |
238 |
411348 |
411348 |
0.160 |
0.160 |
- |
- |
| [iv] Trust |
3 |
12200 |
12200 |
0.005 |
0.005 |
- |
- |
| [v] OCB |
0 |
0 |
0 |
0.000 |
0.000 |
- |
- |
|
Sub-Total (B)(2) |
35194 |
18911594 |
18477204 |
7.334 |
7.334 |
- |
- |
|
Total Public Shareholding (B)=
(B)(1)+(B)(2) |
35256 |
82557617 |
82123227 |
32.014 |
32.014 |
N.A |
N.A |
|
TOTAL (A)+(B) |
35271 |
257880150 |
214747350 |
100.000 |
100.000 |
- |
- |
| (C) |
Shares held by Custodians and against which
Depository Receipts have been issued |
- |
- |
- |
N.A |
- |
N.A |
N.A |
|
GRAND TOTAL (A)+(B)+(C) |
35271 |
257880150 |
214747350 |
100.000 |
100.000 |
- |
- |
N.A. Not applicable
*includes 11800 equity shares of Re. 1/- each held by two Directors and
a Director's relative
**includes 1083082 equity shares of Re. 1/- each held by a Director and
his relatives.
(I)(b) Statement showing Shareholding of persons belonging to the
category Promoter and Promoter Group
| Sr.
No. |
Name
of the shareholder |
Total Shares held |
Shares pledged or otherwise encumbered |
| |
|
Number
|
As
a % of grand total (A) + (B) + (C) |
Number
|
As
a percentage |
As a % of
grand total (A) + (B) + (C) of sub-clause (I)(a) |
| (I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI) = (V) /
(III)* 100 |
(VII) |
| A. |
Individual/Hindu Undivided
Family |
| 1. |
Dhruv M Sawhney |
36124645 |
14.008 |
Nil |
Nil |
Nil |
| 2. |
Rati Sawhney |
18824914 |
7.300 |
Nil |
Nil |
Nil |
| 3. |
Tarun Sawhney |
14266775 |
5.532 |
Nil |
Nil |
Nil |
| 4. |
Nikhil Sawhney |
15071557 |
5.844 |
Nil |
Nil |
Nil |
| 5. |
Manmohan Sawhney (HUF) |
3679225 |
1.427 |
Nil |
Nil |
Nil |
| 6. |
Tarana Sawhney |
25000 |
0.010 |
Nil |
Nil |
Nil |
|
Total (A) |
87992116 |
34.121 |
Nil |
Nil |
Nil |
| B. |
Bodies Corporate |
|
| 1. |
Umananda Trade & Finance Limited |
20157589 |
7.817 |
Nil |
Nil |
Nil |
| 2. |
Tarnik Investments & Trading Limited. |
18680527 |
7.244 |
Nil |
Nil |
Nil |
| 3. |
Subhadra Trade & Finance Limited |
16307375 |
6.324 |
Nil |
Nil |
Nil |
| 4. |
Kameni Upaskar Limited |
10328525 |
4.005 |
Nil |
Nil |
Nil |
| 5. |
Dhankari Investments Limited |
14049045 |
5.448 |
Nil |
Nil |
Nil |
| 6. |
TOFSL Trading & Investments Limited. |
5052351 |
1.959 |
Nil |
Nil |
Nil |
| 7. |
The Engineering & Technical Services
Limited |
1683755 |
0.653 |
Nil |
Nil |
Nil |
| 8. |
Carvanserai Limited |
422750 |
0.164 |
Nil |
Nil |
Nil |
| 9. |
Accurate Traders Limited |
648500 |
0.251 |
Nil |
Nil |
Nil |
|
Total (B) |
87330417 ## |
33.865 |
Nil |
Nil |
Nil |
|
TOTAL(A+B) |
175322533 |
67.986 |
Nil |
Nil |
Nil |
# # As on 30.6.2010 out of 8,73,30,417 equity shares of Re. 1/- each of
the company 312 equity shares were held by Kotak Securities Limited
which is a Stock broking House registered with SEBI under the category
Bodies Corporate on behalf of one of the promoter company viz. TOFSL
Trading & Investments Ltd.(TOFSL) ( These shares have been
subsequently received back in the demat account of the TOFSL.)
(I)(c) Statement showing Shareholding of persons belonging to the
category Public and holding more than 1% of the total number
of shares
| Sr.
No. |
Name
of the shareholder |
Number
of shares |
Shares
as a percentage of total number of shares {i.e., Grand Total
(A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| A. |
Mutual Funds |
| 1. |
RELIANCE CAPITAL TRUSTEE CO LTD-RELIANCE
NATURAL RESOURCES FUND |
8972381 |
3.479 |
| 2. |
RELIANCE CAPITAL TRUSTEE CO. LTD. - A/C
RELIANCE TAX SAVER (ELSS) FUND |
4808100 |
1.865 |
|
Total (A) |
13780481 |
5.344 |
| B. |
Foreign Institutional Investors
|
| 1. |
NALANDA INDIA FUND LIMITED |
25788000 |
10.000 |
| 2. |
HSBC GLOBAL INVESTMENT FUNDS A/C HSBC
GLOBALINVESTMENT FUNDS MAURITIUS LIMITED |
2993775 |
1.161 |
| 3. |
AMANSA INVESTMENTS LTD |
4245908 |
1.646 |
|
Total (B) |
33027683 |
12.807 |
|
TOTAL(A+B) |
46808164 |
18.151 |
(I)(d) Statement showing details of locked-in shares
| Sr.
No. |
Name
of the shareholder |
Category
of Shareholders (Promoters / Public ) |
Number
of locked-in shares |
Locked-in
shares as a percentage of total number of shares {i.e., Grand Total
(A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| 1. |
- |
- |
- |
- |
|
Total |
- |
Nil |
Nil |
(II)(a) Statement showing details of Depository Receipts (DRs)
| Sr.
No. |
Type
of outstanding DR (ADRs,GDRs,SDRs,etc.) |
Number
of outstanding DRs |
Number
of shares underlying outstanding DRs |
Shares
underlying outstanding DRs as a percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
| 1. |
- |
- |
- |
- |
|
TOTAL |
Nil |
Nil |
Nil |
(II)(b) Statement showing Holding of Depository Receipts (DRs),
where underlying shares are in excess of 1% of the total number of
shares
| Sr.
No. |
Name
of the DR Holder |
Type
of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number
of shares underlying outstanding DRs |
Shares
underlying outstanding DRs as a percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
| 1. |
- |
- |
- |
- |
|
TOTAL |
- |
Nil |
Nil |
|

|