|
(I)(a) Statement Showing
Shareholding Pattern
Name of the Company : Triveni Engineering & Industries Limited
Scrip Code : TRIVENI (NSE) / 532356 (BSE)
Name of the Scrip : Triveni Engineering & Industries Limited
Class of Security : Equity Shares of Re. 1/- each.
Quarter Ended: 31st
December 2011
| Partly
paid-up shares:- |
No.
of partly paid-up shares |
As
a % of total no. of partly paid-up Shares |
As
a % of total no. of shares of the company |
| Held by promoter/promoter group |
- |
- |
- |
| Held by public |
- |
- |
- |
| Total |
Nil |
Nil |
Nil |
| Outstanding convertible
securities:- |
No. of outstanding securities |
As a % of total no. of outstanding
convertible securities |
As a % of total no. of shares of
the company, assuming full conversion of the convertible securities |
| Held by promoter/promoter group |
- |
- |
- |
| Held by public |
- |
- |
- |
| Total |
Nil |
Nil |
Nil |
| Warrants:- |
No. of warrants |
As a % of total no. of warrants
|
As a % of total no. of shares of
the company, assuming full conversion of Warrants |
| Held by promoter / promoter group |
- |
- |
- |
| Held by public |
- |
- |
- |
| Total |
Nil |
Nil |
Nil |
| Total paid-up capital of the company,
assuming full conversion of warrants and convertible securities |
25,78,80,150 |
| Cate-gory code |
Category of shareholder |
Number of shareholders |
Total number of shares |
Number of shares held in dematerialized form |
Total shareholding as a percentage of total number
of shares |
Shares Pledged or otherwise encumbered |
| As a % age of
(A+B) |
As a % age of
(A+B+C) |
Number of
Shares |
As
a % age |
| (I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI) |
(VII) |
(VIII) |
(IX)
= (VIII) / (IV) * 100 |
| (A) |
Promoter and Promoter Group
|
|
|
|
|
| (1) |
Indian |
|
|
|
|
|
|
|
| (a) |
Individuals/ Hindu Undivided Family |
6* |
92556977 |
92556977 |
35.891 |
35.891 |
19050000 |
20.582 |
| (b) |
Central Government/ State Government(s) |
- |
- |
- |
- |
- |
- |
- |
| (c) |
Bodies Corporate |
9** |
82696056 |
82696056 |
32.068 |
32.068 |
Nil |
Nil |
| (d) |
Financial Institutions/ Banks |
- |
- |
- |
- |
- |
- |
- |
| (e) |
Any Other (specify) |
- |
- |
- |
- |
- |
- |
- |
|
Sub-Total (A)(1) |
15 |
175253033 |
175253033 |
67.959 |
67.959 |
19050000 |
10.870 |
| 2. |
Foreign |
|
|
|
|
|
|
|
| (a) |
Individuals (Non-Resident Individuals/ Foreign
Individuals) |
- |
- |
- |
- |
- |
- |
- |
| (b) |
Bodies Corporate |
- |
- |
- |
- |
- |
- |
- |
| (c) |
Institutions |
- |
- |
- |
- |
- |
- |
- |
| (d) |
Any Other (specify) |
- |
- |
- |
- |
- |
- |
- |
|
Sub-Total (A)(2) |
- |
- |
- |
- |
- |
- |
- |
|
Total Shareholding of Promoter and Promoter
Group (A)= (A)(1)+(A)(2) |
15 |
175253033 |
175253033 |
67.959 |
67.959 |
19050000 |
10.870 |
* (i)There are 6 Promoter under this category, out of which 2 promoter have 2 demat accounts and one promoter has 3 demat accounts which have been shown as single record. Thus, number of shareholders under I(A)1(a) has been shown as 6.
*(ii) Manmohan Sawhney (HUF) one of our Promoters have informed the Company that they have on 30.12.2011 acquired 5,00,000 equity shares of the company through a block deal from TOFSL Trading & investment Ltd. as inter-se transfer between the promoters However, these shares are not appearing in the benpos downloded by our Registrar from the Depositories as on 31.12.2011. Accordinglythe same have not been included in Promoters holding on that date.
** There are 9 Bodies corporate under this category, out of which 3 bodies corporate have 2 demat accounts which have been shown as single record. Thus, number of shareholders under I(A)1(c) has been shown as 9.
| Cate-gory code |
Category of shareholder |
Number of shareholders |
Total number of shares |
Number of shares held in dematerialized form |
Total shareholding as a percentage of total number
of shares |
Shares Pledged or otherwise encumbered |
| As a % age of
(A+B) |
As a % age of
(A+B+C) |
Number of
Shares |
As
a % age |
| (I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI) |
(VII) |
(VIII) |
(IX) = (VIII)
/ (IV) * 100 |
| (B) |
Public shareholding |
N.A |
N.A |
| 1. |
Institutions
|
N.A |
N.A |
| (a) |
Mutual Funds/UTI |
5 |
16740489 |
16740489 |
6.492 |
6.492 |
- |
- |
| (b) |
Financial Institutions/ Banks |
- |
- |
- |
- |
- |
- |
- |
| (c) |
Central Government/ State Government(s) |
- |
- |
- |
- |
- |
- |
- |
| (d) |
Venture Capital Funds |
- |
- |
- |
- |
- |
- |
- |
| (e) |
Insurance Companies |
- |
- |
- |
- |
- |
- |
- |
| (f) |
Foreign Institutional Investors |
25 |
28645350 |
28645350 |
11.108 |
11.108 |
- |
- |
| (g) |
Foreign Venture Capital Investors |
- |
- |
- |
- |
- |
- |
- |
| (h) |
Any Other (specify) |
- |
- |
- |
- |
- |
- |
- |
|
Sub-Total (B)(1) |
30 |
45385839 |
45385839 |
17.600 |
17.600 |
- |
- |
| 2. |
Non-institutions |
N.A |
N.A |
| (a) |
Bodies Corporate |
1037 |
7695152 |
7695151 |
2.984 |
2.984 |
- |
- |
| (b) |
Individuals - |
| i. Individual shareholders
holding nominal share capital up to Rs. 1 lakh.* |
43316 |
22016908 |
21739179 |
8.538 |
8.538 |
- |
- |
| ii. Individual shareholders holding
nominal share capital in excess of Rs. 1 lakh.** |
14 |
3240148 |
3240148 |
1.256 |
1.256 |
- |
- |
| (c) |
Any Other (specify) |
| [i] NRI |
622 |
1878046 |
1878046 |
0.728 |
0.728 |
- |
- |
| [ii] HUF |
788 |
830245 |
830245 |
0.322 |
0.322 |
- |
- |
| [iii] Clearing Member |
78 |
1557101 |
1557101 |
0.604 |
0.604 |
- |
- |
| [iv] Trust |
3 |
23678 |
23678 |
0.009 |
0.009 |
- |
- |
| [v] OCB |
0 |
0 |
0 |
0.000 |
0.000 |
- |
- |
|
Sub-Total (B)(2) |
45858 |
37241278 |
36963548 |
14.441 |
14.441 |
- |
- |
|
Total Public Shareholding (B)=
(B)(1)+(B)(2) |
45888 |
82627117 |
82349387 |
32.014 |
32.014 |
N.A |
N.A |
|
TOTAL (A)+(B) |
45903 |
257880150 |
257602420 |
100.000 |
100.000 |
19050000 |
7.387 |
| (C) |
Shares held by Custodians and against which
Depository Receipts have been issued |
- |
- |
- |
N.A |
- |
N.A |
N.A |
| (1) |
Promoter and Promoter group |
- |
- |
- |
- |
- |
- |
- |
| (2) |
Public |
- |
- |
- |
- |
- |
- |
- |
|
GRAND TOTAL (A)+(B)+(C) |
45903 |
257880150 |
257602420 |
100.000 |
100.000 |
19050000 |
7.387 |
N.A. Not applicable
*includes 13657 equity shares of Re. 1/- each held by two Directors and
Director's relative
**includes 1186225 equity shares of Re. 1/- each held by a Director and
his relatives.
(I)(b) Statement showing holding of securities ( incliding shares, warrants, convertible securities ) of persons belonging to the category "Promoter and Promoter Group"
| Sr.
No. |
Name
of the shareholder |
Detail of Shares Shares held |
Encumbered Shares |
Details of warrants |
Details of convertible securities |
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted shares capital |
| |
|
No. of Shares held |
As
a % of grand total (A) + (B) + (C) |
Number
|
As
a percentage |
As a % of
grand total (A) + (B) + (C) of sub-clause (I)(a) |
Number of Warrants held |
As a% total number of warrants of the same class |
Number of convertible securities held |
As a% total number of convertible securities of the same class | |
| (I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI) = (V) /
(III)* 100 |
(VII) |
(VIII) |
(IX) |
(X) |
(XI) |
(XII) |
| A. |
Individual/Hindu Undivided
Family |
| 1. |
Dhruv M Sawhney |
38391756 |
14.887 |
19050000 |
49.620 |
7.387 |
Nil |
Nil |
Nil |
Nil |
38391756 |
| 2. |
Rati Sawhney |
20358164 |
7.894 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
20358164 |
| 3. |
Tarun Sawhney |
14491179 |
5.619 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
14491179 |
| 4. |
Nikhil Sawhney |
15277653 |
5.924 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
15277653 |
| 5. |
Manmohan Sawhney (HUF) |
4013225 |
1.556 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
4013225 |
| 6. |
Tarana Sawhney |
25000 |
0.010 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
25000 |
|
Total |
92556977 |
35.891 |
19050000 |
20.582 |
7.387 |
Nil |
Nil |
Nil |
Nil |
92556977 |
| B. |
Bodies Corporate |
| 1. |
Umananda Trade & Finance Limited |
20991589 |
8.140 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
20991589 |
| 2. |
Tarnik Investments & Trading Limited. |
18680527 |
7.244 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
18680527 |
| 3. |
Subhadra Trade & Finance Limited |
16907375 |
6.556 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
16907375 |
| 4. |
Kameni Upaskar Limited |
10328525 |
4.005 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
10328525 |
| 5. |
Dhankari Investments Limited |
14714901 |
5.706 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
14714901 |
| 6. |
TOFSL Trading & Investments Limited. |
1639 |
0.001 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
1639 |
| 7. |
The Engineering & Technical Services
Limited |
250 |
0.000 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
250 |
| 8. |
Carvanserai Limited |
422750 |
0.164 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
422750 |
| 9. |
Accurate Traders Limited |
648500 |
0.251 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
648500 |
| Total (B) |
82696056 |
32.068 |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
Nil |
82696056 |
| TOTAL(A+B) |
175253033 |
67.959 |
19050000 |
10.870 |
7.387 |
Nil |
Nil |
Nil |
Nil |
175253033 |
(I)(c)(i) Statement showing holding of securities ( incliding shares, warrants, convertible securities ) of persons belonging to the category "Public" and holding more than 1% of the total number of shares
|
|
|
|
Details of warrants |
Details of convertible securities |
|
| Sr. No. |
Name of the shareholder |
Number of shares |
Shares as a percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
Number of Warrants held |
As a% total number of warrants of the same class |
Number of convertible securities held |
% w.r.t total convertible securities of the same class |
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted shares capital |
| A. |
Mutual Funds |
| 1. |
RELIANCE CAPITAL TRUSTEE CO LTD-RELIANCE
NATURAL RESOURCES FUND |
6000000 |
2.327 |
Nil |
Nil |
Nil |
Nil |
6000000 |
| 2. |
RELIANCE CAPITAL TRUSTEE CO. LTD. - A/C
RELIANCE TAX SAVER (ELSS) FUND |
4500100 |
1.745 |
Nil |
Nil |
Nil |
Nil |
4500100 |
|
Total (A) |
10500100 |
4.072 |
|
|
|
|
10500100 |
| B. |
Foreign Institutional Investors
|
| 1. |
NALANDA INDIA FUND LIMITED |
25788000 |
10.000 |
Nil |
Nil |
Nil |
Nil |
25788000 |
|
Total (B) |
25788000 |
10.000 |
|
|
|
|
25788000 |
|
TOTAL(A+B) |
36288100 |
14.072 |
Nil |
Nil |
Nil |
Nil |
36288100 |
(I)(c)(ii) Statement showing holding of securities ( incliding shares, warrants, convertible securities ) of persons (Together with PAC) belonging to the category "Public" and holding more than 5 % of the total number of shares of the Company
|
|
|
|
Details of warrants |
Details of convertible securities |
|
| Sr. No. |
Name of the shareholder |
Number of shares |
Shares as a percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
Number of Warrants held |
As a% total number of warrants of the same class |
Number of convertible securities held |
% w.r.t total convertible securities of the same class |
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted shares capital |
| B. |
Foreign Institutional Investors
|
| 1. |
NALANDA INDIA FUND LIMITED |
25788000 |
10.000 |
Nil |
Nil |
Nil |
Nil |
25788000 |
|
Total (B) |
25788000 |
10.000 |
Nil |
Nil |
Nil |
Nil |
25788000 |
(I)(d) Statement showing details of locked-in shares
| Sr.
No. |
Name
of the shareholder |
Number
of locked-in shares |
Locked-in
shares as a percentage of total number of shares {i.e., Grand Total
(A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| 1. |
- |
- |
- |
|
Total |
Nil |
Nil |
(II)(a) Statement showing details of Depository Receipts (DRs)
| Sr.
No. |
Type
of outstanding DR (ADRs,GDRs,SDRs,etc.) |
Number
of outstanding DRs |
Number
of shares underlying outstanding DRs |
Shares
underlying outstanding DRs as a percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
| 1. |
- |
- |
- |
- |
|
TOTAL |
Nil |
Nil |
Nil |
(II)(b) Statement showing Holding of Depository Receipts (DRs),
where underlying shares held by 'Promoter / Promoter group' are in
excess of 1% of the total number of shares
| Sr.
No. |
Name
of the DR Holder |
Type
of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number
of shares underlying outstanding DRs |
Shares
underlying outstanding DRs as a percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
| 1. |
- |
- |
- |
- |
|
TOTAL |
- |
Nil |
Nil |
|

|